The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law. It was created by the National...
5 KB (547 words) - 17:39, 29 January 2024
The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by North American Securities Administrators Association...
2 KB (236 words) - 00:17, 23 April 2021
Blue sky law (category United States securities law)
jurisdiction. In 1998, state law securities fraud claims were expressly preempted by the Securities Litigation Uniform Standards Act from being raised in lawsuits...
5 KB (691 words) - 23:03, 17 June 2024
Personal Property Securities Act 1999 and the Australian Personal Property Securities Act of 2009. UCC-1 financing statement UCC Insurance Uniform Commercial...
32 KB (4,255 words) - 18:53, 3 September 2024
In U.S. law, a covered security may refer to two categories of securities: Under The National Securities Markets Improvement Act of 1996, as codified in...
4 KB (502 words) - 22:12, 16 March 2023
The Securities Litigation Uniform Standards Act of 1998 (SLUSA), Pub. L.Tooltip Act of Congress#Public law, private law, designation 105–353 (text) (PDF)...
5 KB (690 words) - 22:59, 18 July 2021
the Securities Act of 1933 and the creation of the U.S. Securities and Exchange Commission in 1934. In 2011, the KSC and other state securities regulators...
5 KB (522 words) - 04:30, 27 August 2024
hedge funds. Uniform Securities Act Uniform Securities Agent State Law Examination (Series 63) National Securities Markets Improvement Act summary by SIFMA...
3 KB (344 words) - 00:47, 24 May 2024
Arena, at Texas Tech University, U.S. Uniform Securities Act, an American model statute for drafting state securities laws All pages with titles beginning...
4 KB (525 words) - 22:39, 13 August 2024
presidents prior to 1981, See Official website (below). Uniform Securities Act Uniform Securities Agent State Law Exam (Series 63) http://investmentexecutive...
5 KB (519 words) - 23:28, 7 May 2022