Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with securities. The term is usually understood...
31 KB (3,828 words) - 20:33, 10 August 2024
The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act,...
25 KB (2,604 words) - 08:23, 30 May 2024
responsible for enforcement of United States federal securities law. Companies raise billions of dollars by issuing securities in what is known as the primary...
16 KB (1,564 words) - 20:52, 12 May 2024
In the United States under the Securities Act of 1933, any offer to sell securities must either be registered with the United States Securities and Exchange...
9 KB (1,208 words) - 06:34, 20 January 2024
In the United States under the Securities Act of 1933, any offer to sell securities must either be registered with the United States Securities and Exchange...
10 KB (1,195 words) - 00:02, 25 February 2024
Canadian securities regulation is managed through the laws and agencies established by Canada's 10 provincial and 3 territorial governments. Each province...
30 KB (3,450 words) - 18:49, 28 July 2024
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall...
69 KB (6,481 words) - 15:43, 29 July 2024
The United States National Security Council (NSC) is the principal forum used by the president of the United States for consideration of national security...
64 KB (5,580 words) - 09:39, 21 July 2024
Bank regulation in the United States is highly fragmented compared with other G10 countries, where most countries have only one bank regulator. In the...
25 KB (2,859 words) - 22:13, 2 November 2023
The term United States person or US person is used in various contexts in U.S. law and regulations with different meanings. It can refer to natural persons...
6 KB (718 words) - 18:40, 9 August 2024